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Robert Paul Treacy

Natwest Markets Securities Inc.

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About Robert Paul Treacy

Robert Treacy is a financial professional with over 18 years of experience in the securities industry. He is currently registered with Natwest Markets Securities Inc. Prior to joining Natwest Markets Securities Inc. in 2019, Robert Treacy held positions at Santander Investment Securities Inc., Susquehanna Financial Group, LLLP, Sterne, Agee & Leach, Inc., Citadel Securities LLC, BNY Mellon Capital Markets, LLC, Depfa First Albany Securities, LLC, Credit Suisse Asset Management Securities, Inc., and Lord Abbett Distributor LLC. He is a licensed Series 63, 66, and 24, and also holds the SIE and Series 7 licenses. Robert Treacy is registered in 49 states and the District of Columbia.

Firm Information

Robert Treacy is currently registered with Natwest Markets Securities Inc.. Natwest Markets Securities Inc. is a corporation formed on November 7, 1985, and is currently approved. It is registered with the SEC and in all 50 states.

Not reported

Assets Under Management

Not reported

Total Clients

113

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Robert Treacy’s Registration & Firm History

CT

05/21/2019 - Present

Natwest Markets Securities Inc. (STAMFORD CT)

NY

06/08/2015 - 04/26/2019

SANTANDER INVESTMENT SECURITIES INC. (NEW YORK NY)

NY

09/25/2012 - 06/05/2015

SUSQUEHANNA FINANCIAL GROUP, LLLP (NEW YORK NY)

NY

10/03/2011 - 09/14/2012

STERNE, AGEE & LEACH, INC. (NEW YORK NY)

NY

06/02/2011 - 09/22/2011

CITADEL SECURITIES LLC (NEW YORK NY)

NY

06/11/2009 - 05/19/2011

BNY MELLON CAPITAL MARKETS, LLC (NEW YORK NY)

NY

10/24/2007 - 03/09/2009

DEPFA FIRST ALBANY SECURITIES, LLC (NEW YORK NY)

NY

06/18/2003 - 03/09/2005

CREDIT SUISSE ASSET MANAGEMENT SECURITIES, INC. (NEW YORK NY)

NJ

11/22/2000 - 07/08/2002

LORD ABBETT DISTRIBUTOR LLC (JERSEY CITY NJ)

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Licenses & Designations

BC

Issued 11/14/2007

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 11/06/2001

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/12/2022

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/21/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Robert Paul Treacy. Review regulatory record here.
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