Unclaimed
Robert Paul Norman is an investment advisor representative at Empower Advisory Group, LLC. Robert Paul Norman is registered with the state of Maryland as an investment advisor representative and is also registered with FINRA. Robert Paul Norman has been in the securities industry for over 2 years. Robert Paul Norman specializes in portfolio management for individuals, financial planning and educational seminars. Prior to joining Empower Advisory Group, LLC, Robert Paul Norman worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Robert Paul Norman has a Series 66 license, a Series 24 license, a Series 7TO license and a SIE license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
04/22/2022 - Present
Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)
MD
06/15/2020 - 04/18/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HUNT VALLEY MD)
BOTH
Issued 07/21/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/26/2024
Series 24 - General Securities Principal Examination
BC
Issued 06/15/2020
Series 7TO - General Securities Representative Examination
BC
Issued 02/28/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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