Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Moyes is a financial advisor with LPL Financial LLC. Robert is a licensed financial advisor and registered with the state of Texas and New York. Robert has been in the financial industry since 2000. Prior to joining LPL Financial LLC, Robert worked at Amegy Investments, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated and Principal Funds Distributor, Inc. Robert has a strong background in the financial industry and is committed to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
10/30/2015 - Present
LPL Financial LLC (HOUSTON TX)
TX
08/05/2014 - 06/14/2016
AMEGY INVESTMENTS, INC. (HOUSTON TX)
TX
05/07/2009 - 08/07/2014
LPL FINANCIAL LLC (HOUSTON TX)
IA
04/03/2008 - 12/31/2008
PRINCIPAL FUNDS DISTRIBUTOR, INC. (DES MOINES IA)
TX
01/11/2006 - 03/19/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HOUSTON TX)
TX
02/01/2000 - 12/21/2005
FUND MANAGEMENT COMPANY (HOUSTON TX)
BOTH
Issued 01/20/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/07/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/11/2005
Series 7 - General Securities Representative Examination
BC
Issued 01/31/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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