Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Lockwood is a financial professional with over 39 years of experience in the financial services industry. Robert is currently registered with Osaic Wealth, Inc. in Illinois, where he provides financial planning, portfolio management for businesses and individuals, and pension consulting services. Robert is also a registered investment advisor in Illinois. Prior to joining Osaic Wealth, Inc., Robert was affiliated with FSC Securities Corporation, Waterstone Financial Group, Inc., RE-DIRECT SECURITIES CORP, GIBRALTAR INVESTMENTS, INC., and William Barton Financial, Inc. Robert holds Series 6, 7, 63 and 65 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IL
11/03/2023 - Present
Osaic Wealth, Inc. (BRADLEY IL)
IL
08/31/2009 - 11/03/2023
FSC SECURITIES CORPORATION (BRADLEY IL)
IL
07/21/2003 - 08/24/2009
WATERSTONE FINANCIAL GROUP, INC. (BRADLEY IL)
IL
10/17/1995 - 07/21/2003
RE-DIRECT SECURITIES CORP (VILLA PARK IL)
CA
08/23/1994 - 02/27/1995
GIBRALTAR INVESTMENTS, INC. (SALINAS CA)
CA
04/05/1991 - 08/14/1992
GIBRALTAR INVESTMENTS (SALINAS CA)
NA
07/10/1990 - 11/23/1990
WILLIAM BARTON FINANCIAL, INC.
IL
09/28/1989 - 05/23/1990
RODMAN & RENSHAW INC. (CHICAGO IL)
NY
09/27/1988 - 09/20/1989
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NA
03/23/1983 - 09/28/1988
DEAN WITTER REYNOLDS INC.
NA
09/14/1981 - 09/20/1988
EQUICO SECURITIES, INC.
NA
09/14/1981 - 08/26/1982
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
IA
Issued 02/23/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/20/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/1983
Series 7 - General Securities Representative Examination
BC
Issued 09/11/1981
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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