Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Paul Liphardt is a financial advisor registered with Wells Fargo Clearing Services, LLC. Robert has been in the financial services industry since 1983 and has experience with A. G. Edwards & Sons, Inc., Sutro & Co. Incorporated, Shearson Lehman Hutton Inc., E. F. Hutton & Company Inc., Bear, Stearns & Co. Inc., and Dean Witter Reynolds Inc. Robert specializes in providing financial planning, portfolio management, and investment consulting services. He is registered to provide investment advisory and brokerage services in a number of states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
01/01/2008 - Present
Wells Fargo Clearing Services, LLC (SEAL BEACH CA)
CA
10/22/1990 - 01/03/2008
A. G. EDWARDS & SONS, INC. (LONG BEACH CA)
CA
03/08/1989 - 10/25/1990
SUTRO & CO. INCORPORATED (SAN FRANCISCO CA)
NA
04/11/1988 - 02/24/1989
SHEARSON LEHMAN HUTTON INC.
NA
05/22/1986 - 04/11/1988
E. F. HUTTON & COMPANY INC
NA
12/17/1984 - 05/12/1986
BEAR, STEARNS & CO. INC.
NA
03/23/1983 - 12/14/1984
DEAN WITTER REYNOLDS INC.
IA
Issued 05/08/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/29/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/1983
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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