Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Paul Hart is a financial advisor with over 30 years of experience in the financial services industry. Robert is currently registered with Morgan Stanley, a leading global financial services firm, and has held previous positions at firms such as Wells Fargo Clearing Services, LLC, RBC Capital Markets, LLC, and UBS Financial Services Inc. Robert has a wide range of experience in providing financial advice to individuals, families, and businesses. He is a licensed investment advisor and holds a variety of professional designations and licenses. In addition to providing financial advice, Robert is also a Certified Financial Planner (CFP®).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NJ
08/16/2022 - Present
Morgan Stanley (Sea Girt NJ)
NJ
09/05/2012 - 12/13/2017
WELLS FARGO CLEARING SERVICES, LLC (SPRING LAKE NJ)
NJ
04/18/2008 - 10/01/2012
RBC CAPITAL MARKETS, LLC (WALL TOWNSHIP NJ)
NJ
09/10/2004 - 04/29/2008
UBS FINANCIAL SERVICES INC. (RED BANK NJ)
NY
07/11/1994 - 09/10/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
02/01/1993 - 07/19/1994
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
02/01/1993 - 07/19/1994
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 07/03/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/18/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/17/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/02/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/18/1995
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/1994
Series 7 - General Securities Representative Examination
BC
Issued 01/27/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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