Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Paul Fantozzi is a registered investment advisor representative with Oppenheimer & Co. Inc., a firm with over $1 billion but less than $10 billion in assets under management. He has been in the industry since July 23, 2005. Robert has been with Oppenheimer & Co. Inc. since April 2018. Robert Fantozzi has worked with several other firms in the industry, including Morgan Stanley, Lehman Brothers Inc., Paribas Corporation, Tradition (Government Securities) Inc., and Patriot Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
MA
06/06/2018 - Present
Oppenheimer & Co. Inc. (BOSTON MA)
NY
07/07/2011 - 04/09/2018
MORGAN STANLEY (NEW YORK NY)
NY
06/16/2000 - 12/11/2002
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
04/08/1998 - 08/27/1999
PARIBAS CORPORATION (NEW YORK NY)
NY
04/19/1996 - 02/05/1998
TRADITION (GOVERNMENT SECURITIES) INC. (NEW YORK NY)
NY
09/20/1994 - 01/05/1995
PATRIOT SECURITIES, INC. (NEW YORK NY)
BOTH
Issued 08/08/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/09/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/05/2011
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Robert Fantozzi is the right advisor for you? Invested Better is here to help.
