Unclaimed
Robert Paul Cohen is a financial professional with over twenty years of experience in the securities industry. Robert Paul Cohen is a Principal at C&C Trading LLC in Greenwich, CT. He has extensive experience in the securities industry, specializing in trading and investment services. Robert Paul Cohen holds the Series 7, Series 24, Series 57TO, and Series 7TO licenses, demonstrating a strong commitment to professional development and client service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
09/26/2003 - Present
C&C Trading LLC (Greenwich CT)
BC
Issued 09/09/2009
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/11/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
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