Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Patrick Vona is a financial advisor with MML Investors Services, LLC based in Newton, Massachusetts. Robert has been in the financial services industry since March 14, 2000, and has held various roles at several firms throughout his career. Robert is registered with the state of Massachusetts and holds Series 6, 7, 22, 31, 63, and 65 licenses. Robert specializes in portfolio management, financial planning, and asset allocation programs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
MA
04/01/2021 - Present
MML Investors Services, LLC (Newton MA)
MA
03/07/2019 - 12/31/2019
MML INVESTORS SERVICES, LLC (Newton MA)
MA
11/02/2018 - 03/06/2019
ROYAL ALLIANCE ASSOCIATES, INC. (NEEDHAM HEIGHTS MA)
MA
06/22/2013 - 11/02/2018
SIGNATOR INVESTORS, INC. (NEEDHAM HEIGHTS MA)
MA
09/14/2007 - 05/29/2009
CITIGROUP GLOBAL MARKETS INC. (BOSTON MA)
MA
10/20/2004 - 09/17/2007
BANC OF AMERICA INVESTMENT SERVICES, INC. (NEWTON MA)
NY
08/01/2003 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
CO
04/03/2003 - 08/05/2003
THE LEADERS GROUP, INC. (LITTLETON CO)
CO
03/02/2000 - 12/31/2000
THE LEADERS GROUP, INC. (LITTLETON CO)
NY
01/02/1998 - 02/19/1998
CADARET, GRANT & CO., INC. (SYRACUSE NY)
NY
09/06/1995 - 01/02/1998
AIG EQUITY SALES CORP. (NEW YORK NY)
NY
08/17/1990 - 12/14/1993
NYLIFE SECURITIES INC. (NEW YORK NY)
IA
Issued 08/22/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/21/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/27/2013
Series 7 - General Securities Representative Examination
BC
Issued 06/12/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 03/02/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 03/07/1991
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
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