Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Schmitt is a financial advisor at Charles Schwab & Co., Inc. with over six years of experience in the financial services industry. Robert has a strong background in securities and investments, having worked at several firms including TD Ameritrade, Inc. and Scottrade, Inc. before joining Charles Schwab. Robert has Series 7, 3, 24, 63 and 66 licenses. He is registered with the Securities and Exchange Commission (SEC) and holds registrations with the states of Missouri, Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Puerto Rico, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virgin Islands, Virginia, Washington, West Virginia, Wisconsin and Wyoming. Robert specializes in wrap fee program sponsorship and financial planning. He is committed to providing personalized financial advice and helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
MO
07/23/2024 - Present
Charles Schwab & CO., Inc. (St Louis MO)
MO
11/06/2017 - 05/10/2024
TD AMERITRADE, INC. (St. Louis MO)
MO
07/11/2017 - 01/05/2018
SCOTTRADE, INC. (ST. LOUIS MO)
MO
05/04/2017 - 06/20/2017
WELLS FARGO CLEARING SERVICES, LLC (ST. LOUIS MO)
BOTH
Issued 05/25/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/13/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/03/2019
Series 24 - General Securities Principal Examination
BC
Issued 07/17/2023
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/04/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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