Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert McCabe is a financial advisor at Oppenheimer & Co. Inc. with over 35 years of experience in the financial services industry. Robert has been registered with the Securities and Exchange Commission since 1984. Robert is a registered representative and investment advisor representative. He holds Series 3, 7, 9, 10, 63, 65 and SIE licenses. Robert has specialized in providing financial advice to individuals and families, corporations, and other businesses. Robert has provided investment advice to clients in various sectors, including high net worth individuals, corporations, charitable organizations, and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
FL
01/19/2021 - Present
Oppenheimer & Co. Inc. (NORTH PALM BEACH FL)
FL
06/07/2019 - 11/30/2020
FIELDPOINT PRIVATE SECURITIES, LLC (West Palm Beach FL)
FL
06/01/2009 - 07/12/2018
MORGAN STANLEY (WEST PALM BEACH FL)
FL
09/07/1993 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (WEST PALM BEACH FL)
NY
07/29/1991 - 09/07/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
01/30/1989 - 08/01/1991
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
07/09/1986 - 11/05/1987
L. F. ROTHSCHILD & CO. INCORPORATED
NA
04/19/1985 - 01/22/1986
EQUITIES INTERNATIONAL SECURITIES, INC.
NA
02/24/1984 - 01/14/1986
BUCKINGHAM SECURITIES, LTD.
IA
Issued 02/25/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/27/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/22/1995
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 07/12/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/2004
Series 3 - National Commodity Futures Examination
BC
Issued 02/18/1984
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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