Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Hollis has been in the industry since December 2008. Robert is a Series 6, 7, 24, 52, 53, and 63 licensed professional. Robert is currently registered with Cetera Advisors LLC, Cetera Financial Specialists LLC, Cetera Investment Services LLC, and Cetera Advisor Networks LLC. Robert has previous experience with First Allied Securities, Inc., VOYA Financial Advisors, Inc., and Directed Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
06/10/2021 - Present
Cetera Advisors LLC (SAN DIEGO CA)
CA
06/10/2021 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (EL SEGUNDO CA)
CT
10/03/2013 - 06/09/2021
VOYA FINANCIAL ADVISORS, INC. (WINDSOR CT)
CT
12/10/2008 - 10/03/2013
DIRECTED SERVICES LLC (WINDSOR CT)
BC
Issued 04/15/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/24/2017
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/07/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/2016
Series 52 - Municipal Securities Representative Examination
BC
Issued 06/17/2014
Series 7 - General Securities Representative Examination
BC
Issued 12/09/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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