Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Flaherty is a financial professional with over 30 years of experience in the industry. Robert currently works with Truist Securities, Inc. and is registered with the Financial Industry Regulatory Authority (FINRA). Robert has held previous positions with several other firms including FBR Capital Markets & Co., KCG Americas LLC, Knight Capital Americas, L.P., Ticonderoga Securities LLC, Pali Capital, Inc., Swiss American Securities Inc., Cowen & Co., LLC, Deutsche Bank Securities Inc., McDonald & Company Securities, Inc., NatWest Securities Corporation, Rodman & Renshaw Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
08/02/2017 - Present
Truist Securities, Inc. (BOSTON MA)
NY
04/21/2014 - 07/17/2017
FBR CAPITAL MARKETS & CO. (NEW YORK NY)
NJ
07/02/2012 - 04/30/2014
KCG AMERICAS LLC (JERSEY CITY NJ)
NJ
12/08/2011 - 07/02/2012
KNIGHT CAPITAL AMERICAS, L.P. (JERSEY CITY NJ)
NY
01/25/2010 - 06/01/2011
TICONDEROGA SECURITIES LLC (NEW YORK NY)
NY
05/21/2007 - 01/28/2010
PALI CAPITAL, INC. (NEW YORK NY)
NY
02/28/2007 - 05/21/2007
SWISS AMERICAN SECURITIES INC. (NEW YORK NY)
NY
06/03/2005 - 04/12/2006
COWEN & CO., LLC (NEW YORK NY)
NY
06/26/1998 - 05/18/2005
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
OH
02/17/1998 - 05/08/1998
MCDONALD & COMPANY SECURITIES, INC. (CLEVELAND OH)
NY
10/08/1997 - 02/02/1998
NATWEST SECURITIES CORPORATION (NEW YORK NY)
IL
10/27/1995 - 09/10/1997
RODMAN & RENSHAW INC. (CHICAGO IL)
NY
11/06/1990 - 12/31/1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 04/05/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/01/2018
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/05/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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