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Robert Pape

ALT Fund Distributors LLC

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About Robert Pape

Robert Pape is a financial professional with over two decades of experience in the financial services industry. Robert is currently registered with ALT Fund Distributors LLC and holds a Series 7, Series 6, Series 63, Series 9, Series 10, Series 26 and SIE license. Previously, Robert was associated with HENNION & WALSH, INC., ALLSTATE FINANCIAL SERVICES, LLC, PRUCO SECURITIES, LLC., CITIGROUP GLOBAL MARKETS INC. and CITICORP INVESTMENT SERVICES.

Firm Information

Robert Pape is currently registered with ALT Fund Distributors LLC. ALT Fund Distributors LLC is a Limited Liability Company formed in December 2007. The firm is registered in all 50 states and the District of Columbia and is also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

9

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Robert Pape’s Registration & Firm History

NY

07/17/2023 - Present

ALT Fund Distributors LLC (NEW YORK NY)

NJ

01/01/2023 - 03/22/2023

HENNION & WALSH, INC. (PARSIPPANY NJ)

NJ

08/27/2020 - 08/19/2022

ALLSTATE FINANCIAL SERVICES, LLC (CEDAR GROVE NJ)

NJ

11/30/2011 - 02/25/2020

PRUCO SECURITIES, LLC. (NEWARK NJ)

NY

05/29/2007 - 03/10/2011

CITIGROUP GLOBAL MARKETS INC. (LONG ISLAND CITY NY)

NY

05/07/2004 - 05/29/2007

CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)

MI

05/06/2003 - 05/11/2004

SAMMONS SECURITIES COMPANY, LLC (ANN ARBOR MI)

NJ

06/09/1999 - 04/02/2001

PRUCO SECURITIES CORPORATION (NEWARK NJ)

IL

07/10/1998 - 04/20/1999

CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)

NJ

05/14/1996 - 03/26/1998

PRUCO SECURITIES CORPORATION (NEWARK NJ)

NJ

06/21/1993 - 12/22/1994

PRUCO SECURITIES CORPORATION (NEWARK NJ)

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Licenses & Designations

BC

Issued 02/09/2024

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 01/06/2000

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 01/02/2023

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/07/2000

Series 7 - General Securities Representative Examination

BC

Issued 06/18/1993

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Robert Pape.
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