Unclaimed
Robert Pape is a financial professional with over two decades of experience in the financial services industry. Robert is currently registered with ALT Fund Distributors LLC and holds a Series 7, Series 6, Series 63, Series 9, Series 10, Series 26 and SIE license. Previously, Robert was associated with HENNION & WALSH, INC., ALLSTATE FINANCIAL SERVICES, LLC, PRUCO SECURITIES, LLC., CITIGROUP GLOBAL MARKETS INC. and CITICORP INVESTMENT SERVICES.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/17/2023 - Present
ALT Fund Distributors LLC (NEW YORK NY)
NJ
01/01/2023 - 03/22/2023
HENNION & WALSH, INC. (PARSIPPANY NJ)
NJ
08/27/2020 - 08/19/2022
ALLSTATE FINANCIAL SERVICES, LLC (CEDAR GROVE NJ)
NJ
11/30/2011 - 02/25/2020
PRUCO SECURITIES, LLC. (NEWARK NJ)
NY
05/29/2007 - 03/10/2011
CITIGROUP GLOBAL MARKETS INC. (LONG ISLAND CITY NY)
NY
05/07/2004 - 05/29/2007
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
MI
05/06/2003 - 05/11/2004
SAMMONS SECURITIES COMPANY, LLC (ANN ARBOR MI)
NJ
06/09/1999 - 04/02/2001
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IL
07/10/1998 - 04/20/1999
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
NJ
05/14/1996 - 03/26/1998
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
06/21/1993 - 12/22/1994
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BC
Issued 02/09/2024
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 01/06/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/07/2000
Series 7 - General Securities Representative Examination
BC
Issued 06/18/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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