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Robert P Reardon

Mufg Securities Americas Inc.

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About Robert P Reardon

Robert P. Reardon is a securities professional with over 20 years of experience in the industry. Robert is currently registered with Mufg Securities Americas Inc. and holds Series 7, 9, 24, 63, and SIE licenses. Robert is active in 51 states and the District of Columbia. Previously, Robert was registered with MORGAN STANLEY & CO. LLC.

Firm Information

Robert Reardon is currently registered with Mufg Securities Americas Inc.. Mufg Securities Americas Inc. is a corporation approved on December 8, 1988. It is registered in all 50 states, the District of Columbia, and Puerto Rico. The firm has been registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

351

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Robert Reardon’s Registration & Firm History

NY

08/06/2018 - Present

Mufg Securities Americas Inc. (NEW YORK NY)

NY

05/29/2001 - 08/06/2018

MORGAN STANLEY & CO. LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/01/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/22/2024

Series 24 - General Securities Principal Examination

BC

Issued 02/23/2015

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/25/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Robert P Reardon.
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