Unclaimed
Robert P. Reardon is a securities professional with over 20 years of experience in the industry. Robert is currently registered with Mufg Securities Americas Inc. and holds Series 7, 9, 24, 63, and SIE licenses. Robert is active in 51 states and the District of Columbia. Previously, Robert was registered with MORGAN STANLEY & CO. LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/06/2018 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
NY
05/29/2001 - 08/06/2018
MORGAN STANLEY & CO. LLC (NEW YORK NY)
BC
Issued 10/01/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/22/2024
Series 24 - General Securities Principal Examination
BC
Issued 02/23/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/25/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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