Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Pizzella is a financial advisor with UBS Financial Services Inc., a firm with over $50 billion in assets under management. Robert has been in the financial services industry since 1990 and holds multiple licenses, including the Series 7, 63, and 65. Robert has experience working with a variety of clients, including high-net-worth individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CT
06/27/2024 - Present
UBS Financial Services Inc. (GREENWICH CT)
CT
09/13/2019 - 06/26/2024
J.P. MORGAN SECURITIES LLC (Greenwich CT)
CT
03/25/2015 - 05/02/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WESTPORT CT)
CT
04/09/1998 - 06/09/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WESTPORT CT)
MA
03/07/2006 - 07/07/2006
WAVE SECURITIES, LLC (BOSTON MA)
NJ
10/03/1991 - 02/23/1998
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
03/02/1990 - 08/26/1991
OPPENHEIMER & CO., INC. (NEW YORK NY)
NA
05/05/1988 - 05/09/1989
CS FIRST BOSTON CORPORATION
IA
Issued 01/31/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/26/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/26/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/20/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/16/1988
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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