Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Owen Smith is a financial advisor with over 30 years of experience in the industry. Robert holds a Series 65 license as an Investment Advisor Representative and is registered in Pennsylvania and New Jersey. Robert currently works with Commonwealth Financial Network and Comprehensive Financial Advisers, and has worked with several other firms previously, including Commonwealth Equity Services, Inc., MIMLIC Sales Corporation, Integrated Resources Equity Corporation, and First Jersey Securities, Inc. Robert has achieved the designation of Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
06/18/2010 - Present
Commonwealth Financial Network (EXTON PA)
MA
12/04/1996 - 11/21/1997
COMMONWEALTH EQUITY SERVICES, INC. (WALTHAM MA)
MN
12/04/1989 - 12/12/1996
MIMLIC SALES CORPORATION (ST. PAUL MN)
NA
06/09/1987 - 09/27/1989
INTEGRATED RESOURCES EQUITY CORPORATION
NA
06/18/1985 - 07/07/1987
FIRST JERSEY SECURITIES, INC.
IA
Issued 02/28/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/25/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/24/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/15/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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