Unclaimed
Robert Owen Mannion is an active broker-dealer and investment advisor representative registered in the state of New Jersey. Robert has been in the financial industry since 1993 and has been associated with Fmsbonds, Inc. since August 29, 2016. Robert's previous employers include Stockcross Financial Services, Inc., The GMS Group, LLC, Ryan Beck & Co., Josephthal & Co., Inc., and R. Seelaus & Co.,INC. Robert has a Series 7, Series 63, and Series 24 license and a Series 99TO and SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
08/29/2016 - Present
Fmsbonds, Inc. (Whippany NJ)
NJ
06/30/2010 - 09/02/2016
STOCKCROSS FINANCIAL SERVICES, INC. (JERSEY CITY NJ)
NJ
04/17/2003 - 07/01/2010
THE GMS GROUP, LLC (LIVINGSTON NJ)
NJ
10/04/2001 - 04/11/2003
RYAN BECK & CO. (FLORHAM PARK NJ)
NY
08/06/1993 - 10/11/2001
JOSEPHTHAL & CO., INC. (NEW YORK NY)
NJ
06/24/1993 - 08/03/1993
R. SEELAUS & CO.,INC. (CHATHAM NJ)
NY
03/10/1993 - 05/28/1993
JOSEPHTHAL LYON & ROSS INCORPORATED (NEW YORK NY)
BC
Issued 04/12/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/25/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/05/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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