Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Joseph Graham is a registered representative with Charles Schwab & Co., Inc. Robert Graham has over 20 years of experience in the financial services industry. Robert Graham is licensed to provide investment advice in 26 states. Prior to joining Charles Schwab & Co., Inc., Robert Graham was employed by Fidelity Brokerage Services LLC. Robert Graham holds Series 66, SIE, Series 7, Series 21, and Series 25 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
NY
01/04/2020 - Present
Charles Schwab & CO., Inc. (New York City NY)
NJ
08/29/2011 - 04/08/2019
FIDELITY BROKERAGE SERVICES LLC (MILLBURN NJ)
NJ
04/25/2008 - 08/17/2011
AXA ADVISORS, LLC (EDISON NJ)
NY
01/02/2004 - 08/31/2007
MURPHY & DURIEU (NEW YORK NY)
NY
10/19/2001 - 01/02/2004
LABRANCHE & CO. LLC (NEW YORK NY)
NY
10/01/2000 - 10/24/2001
BOCKLET & COMPANY, LLC (NEW YORK NY)
BOTH
Issued 5/22/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/24/2008
Series 7 - General Securities Representative Examination
BC
Issued 1/13/2000
Series 21 - NYSE Front Line Specialist Clerk
BC
Issued 4/22/1999
Series 25 - NYSE Trading Assistant Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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