Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Oliver Dela cruz is a financial advisor with over 18 years of experience in the industry. Robert has been registered with Wells Fargo Clearing Services, LLC since May 2024 and has previously held positions with Fidelity Brokerage Services LLC, E*TRADE Securities LLC, TD Ameritrade, Inc., BancWest Investment Services, Inc., Charles Schwab & Co., Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Robert specializes in providing financial planning and investment consulting services to a variety of clients, including individuals, corporations, and charitable organizations. Robert holds the Series 66, Series 7, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
05/30/2024 - Present
Wells Fargo Clearing Services, LLC (SAN FRANCISCO CA)
CA
03/06/2023 - 04/19/2024
FIDELITY BROKERAGE SERVICES LLC (SAN FRANCISCO CA)
CA
03/05/2019 - 01/31/2023
E*TRADE SECURITIES LLC (San Francisco CA)
CA
03/07/2017 - 03/04/2019
TD AMERITRADE, INC. (SAN MATEO CA)
CA
11/02/2015 - 08/10/2016
BANCWEST INVESTMENT SERVICES, INC. (MENLO PARK CA)
CA
01/15/2008 - 10/16/2015
CHARLES SCHWAB & CO., INC. (MENLO PARK CA)
CA
12/10/2004 - 01/05/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MENLO PARK CA)
BOTH
Issued 02/01/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/09/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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