Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Oakes is a financial advisor with Prosperity - An EisnerAmper Company. Robert has been in the industry since 2016 and has a strong track record of providing financial advice to individuals, families, and businesses. Robert holds the Series 6, 7, 63 and 65 licenses as well as the SIE exam. Robert is also a Certified Financial Planner and a Personal Financial Specialist. Robert is dedicated to providing his clients with personalized financial advice and helping them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MD
09/03/2024 - Present
Prosperity - AN Eisneramper Co. (OWINGS MILLS MD)
NC
10/25/2019 - 09/04/2024
AVANTAX INVESTMENT SERVICES, INC. (RALEIGH NC)
NC
10/18/2018 - 10/25/2019
1ST GLOBAL CAPITAL CORP. (SMITHFIELD NC)
NC
10/21/2016 - 10/26/2018
HD VEST INVESTMENT SERVICES (Smithfield NC)
IA
Issued 07/25/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/22/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/17/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/21/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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