Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert O'Neal is an investment advisor representative with Wells Fargo Advisors Financial Network, LLC. Robert is located in Fort Smith, Arkansas, and has been in the industry since July 19, 1988. Robert has been registered with Wells Fargo Advisors Financial Network, LLC since May 2024. Robert is also registered with the following firms: Wells Fargo Clearing Services, LLC, A. G. Edwards & Sons, Inc., Citigroup Global Markets Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Robert has passed several industry exams, including the Series 63, Series 10, Series 9, SIE, Series 31, and Series 7. Robert specializes in providing financial planning, investment consulting services, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AR
05/10/2024 - Present
Wells Fargo Advisors Financial Network, LLC (FORT SMITH AR)
AR
01/01/2008 - 05/10/2024
WELLS FARGO CLEARING SERVICES, LLC (LITTLE ROCK AR)
AR
10/25/2007 - 01/03/2008
A. G. EDWARDS & SONS, INC. (FORT SMITH AR)
AR
04/25/1995 - 10/29/2007
CITIGROUP GLOBAL MARKETS INC. (FORT SMITH AR)
NY
07/20/1988 - 05/02/1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 07/18/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/18/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/24/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/10/2017
Series 31 - Futures Managed Funds Examination
BC
Issued 07/16/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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