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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Richard is a financial advisor with over 29 years of experience in the financial services industry. Richard is a Registered Representative and Investment Advisor Representative of Cetera Investment Advisers LLC, a leading independent broker-dealer and Registered Investment Advisor. Richard has specialized in providing a range of services including financial planning, portfolio management for individuals and businesses, and pension consulting. Richard also provides educational seminars and selection of other advisers. Richard has worked with a variety of clients including high-net-worth individuals, corporations, and charitable organizations. Richard has held previous positions with Vestax Securities Corporation, FFP Securities, Inc., SII Investments, Inc., Polaris Financial Services, Inc., and Montano Securities Corporation. Richard holds a Series 7, Series 24, Series 51, Series 53, and Series 63 licenses. Richard is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MA
03/21/2024 - Present
Cetera Investment Advisers LLC (NORTHBOROUGH MA)
OH
04/06/2000 - 01/01/2004
VESTAX SECURITIES CORPORATION (HUDSON OH)
MO
10/19/1998 - 04/05/2000
FFP SECURITIES, INC. (CHESTERFIELD MO)
WI
10/14/1997 - 10/19/1998
SII INVESTMENTS, INC. (APPLETON WI)
NH
12/12/1994 - 10/14/1997
POLARIS FINANCIAL SERVICES, INC. (CONCORD NH)
CA
07/12/1994 - 12/06/1994
MONTANO SECURITIES CORPORATION (ORANGE CA)
IA
Issued 05/21/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/20/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/30/2008
Series 4 - Registered Options Principal Examination
BC
Issued 02/28/2008
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/08/2007
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 08/30/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/11/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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