Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Upton is a financial professional with over 20 years of experience in the industry. Robert currently works at Deutsche Bank Securities Inc. Prior to that, Robert worked at UBS Securities LLC and Cantor Fitzgerald & Co. Robert is a Series 27, Series 99TO and SIE licensed professional. Robert has been with Deutsche Bank Securities Inc. since 2020.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Hard dollar payments for research
1
2
NY
10/23/2020 - Present
Deutsche Bank Securities Inc. (NEW YORK NY)
CT
06/27/2012 - 08/05/2020
UBS SECURITIES LLC (STAMFORD CT)
NY
02/19/2009 - 06/20/2012
CANTOR FITZGERALD & CO. (NEW YORK NY)
NY
06/17/2002 - 06/26/2008
BEAR, STEARNS & CO. INC. (NEW YORK NY)
BC
Issued 06/23/2006
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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