Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Nieto is a financial advisor at Osaic Institutions, Inc. in Woodland Hills, CA. Robert has been working in the financial industry since November 4, 1996. Robert holds licenses for both Series 63 and Series 65, as well as Series 7 and SIE. Prior to joining Osaic Institutions, Inc., Robert was with LPL Financial LLC, Sagepoint Financial, Inc., CUNA Brokerage Services, Inc. and others. Robert focuses on helping individual clients and businesses with financial planning, pension consulting, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Solicitation services for other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
05/04/2022 - Present
Osaic Institutions, Inc. (Woodland Hills CA)
CA
01/24/2018 - 05/18/2022
LPL FINANCIAL LLC (WOODLAND HILLS CA)
CA
09/28/2012 - 01/12/2018
SAGEPOINT FINANCIAL, INC. (BURBANK CA)
CA
06/20/2011 - 10/17/2012
LPL FINANCIAL LLC (WOODLAND HILLS CA)
CA
08/09/2005 - 06/21/2011
CUNA BROKERAGE SERVICES, INC. (WOODLAND HILLS CA)
SC
05/12/2005 - 07/25/2005
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
CA
09/15/2003 - 03/04/2005
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
IL
08/27/2002 - 09/15/2003
GATEWAY INVESTMENT SERVICES, INC. (OAK PARK IL)
MO
09/05/2001 - 08/21/2002
WACHOVIA SECURITIES, INC. (ST. LOUIS MO)
NY
04/02/2001 - 09/07/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NE
11/07/1997 - 03/09/2001
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
CA
08/12/1997 - 11/07/1997
KENNEDY, CABOT & CO. (BEVERLY HILLS CA)
NY
09/28/1994 - 11/02/1995
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 07/29/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/06/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/27/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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