Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Nick has been in the financial services industry since June 22, 2017. Robert is currently registered with Foreside Fund Services, LLC. Robert is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 7 and Series 63 licenses. Robert also holds the Securities Industry Essentials (SIE) exam. Robert has experience working at firms such as Eaton Vance Distributors, Inc., Morgan Stanley Distribution, Inc., and Robert W. Baird & Co. Incorporated. Robert has a broad range of experience in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
06/20/2023 - Present
Foreside Fund Services, LLC (Garden City NY)
NY
01/15/2022 - 09/14/2022
EATON VANCE DISTRIBUTORS, INC. (New York NY)
NY
08/12/2019 - 01/15/2022
MORGAN STANLEY DISTRIBUTION, INC. (New York NY)
NY
08/26/2016 - 07/19/2019
ROBERT W. BAIRD & CO. INCORPORATED (New York NY)
BC
Issued 11/03/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/26/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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