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Robert Nicholas Laggis

Cetera Investment Services LLC

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About Robert Nicholas Laggis

Robert Nicholas Laggis is a financial professional with Cetera Investment Services LLC. Robert has been in the financial services industry since November 24, 2020. Robert holds the Series 6TO and SIE licenses. Cetera Investment Services LLC is a financial services firm that offers a range of investment products and services to individuals and families.

Firm Information

Robert Laggis is currently registered with Cetera Investment Services LLC. Cetera Investment Services LLC is a Limited Liability Company formed on November 30, 2012, and approved to operate in 53 states and the District of Columbia. The firm has 1 approved SEC registration and 53 approved state registrations. Cetera Investment Services LLC has a history of regulatory events (11 reported) and arbitration disclosures (3 reported).

Not reported

Assets Under Management

Not reported

Total Clients

372

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Robert Laggis’s Registration & Firm History

CT

11/25/2020 - Present

Cetera Investment Services LLC (NORTH HAVEN CT)

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Licenses & Designations

BC

Issued 11/25/2020

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 01/29/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Robert Nicholas Laggis.
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