Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Adrian has been working in the financial services industry since 1988 and is currently registered with Stifel, Nicolaus & Company, Inc. Robert has a broad range of experience in the industry, having worked for a number of firms, including Wachovia Securities, LLC, Wachovia Securities, Inc., Paine Webber Incorporated, J.C. Bradford & Co., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Robert Adrian is a licensed investment advisor and holds a number of professional designations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
03/25/2008 - Present
Stifel, Nicolaus & Company, Inc. (MEMPHIS TN)
TN
06/15/2002 - 03/27/2008
WACHOVIA SECURITIES, LLC (MEMPHIS TN)
NC
10/06/2000 - 06/15/2002
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
NJ
08/14/2000 - 10/19/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
01/03/1994 - 08/14/2000
J.C. BRADFORD & CO. (NEW YORK NY)
NY
08/06/1990 - 01/12/1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
GA
01/20/1988 - 08/21/1990
THE ROBINSON-HUMPHREY COMPANY INC. (ATLANTA GA)
IA
Issued 12/10/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/28/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/11/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/10/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/22/1988
Series 3 - National Commodity Futures Examination
BC
Issued 01/16/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE Chicago, Inc.
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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