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Robert Neil Minikes

Citizens JMP Securities, LLC

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About Robert Neil Minikes

Robert Minikes is a Financial Advisor at Citizens JMP Securities, LLC. Robert has over 17 years of experience in the financial services industry. Robert's previous employers include Citizens Capital Markets, Mizuho Securities USA LLC, Wells Fargo Securities, LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated.

Firm Information

Robert Minikes is currently registered with Citizens JMP Securities, LLC. Citizens JMP Securities, LLC, a Limited Liability Company, was formed in 2002 and is approved in all 50 states and the District of Columbia. The firm has received one SEC registration and 51 state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

238

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Robert Minikes’s Registration & Firm History

CA

08/01/2023 - Present

Citizens JMP Securities, LLC (LOS ANGELES CA)

CA

07/15/2021 - 08/01/2023

CITIZENS CAPITAL MARKETS (LOS ANGELES CA)

CA

09/14/2018 - 05/04/2021

MIZUHO SECURITIES USA LLC (LOS ANGELES CA)

CA

07/27/2015 - 11/16/2018

WELLS FARGO SECURITIES, LLC (LOS ANGELES CA)

CA

01/24/2011 - 07/27/2015

WELLS FARGO SECURITIES, LLC (LOS ANGELES CA)

NY

11/10/2004 - 03/30/2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/08/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/12/2011

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 11/08/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Robert Neil Minikes.
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