linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Robert Neff

National Financial Services LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Robert? Claim Your Profile

About Robert Neff

Robert Neff is a financial professional with over 17 years of experience in the financial industry. Robert holds Series 7 and Series 66 licenses and is currently registered with National Financial Services LLC and Fidelity Brokerage Services LLC. Robert has held previous positions with FIDELITY DISTRIBUTORS COMPANY LLC, NEW ENGLAND SECURITIES, GUARDIAN INVESTOR SERVICES LLC, AMERIPRISE FINANCIAL SERVICES, INC., and IDS LIFE INSURANCE COMPANY.

Firm Information

Robert Neff is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Robert Neff’s Registration & Firm History

RI

01/30/2024 - Present

National Financial Services LLC (SMITHFIELD RI)

RI

03/01/2010 - 03/04/2022

FIDELITY DISTRIBUTORS COMPANY LLC (SMITHFIELD RI)

MA

04/01/2009 - 09/21/2009

NEW ENGLAND SECURITIES (BOSTON MA)

NY

06/26/2007 - 02/13/2009

GUARDIAN INVESTOR SERVICES LLC (NEW YORK NY)

MA

07/14/2005 - 06/07/2007

AMERIPRISE FINANCIAL SERVICES, INC. (QUINCY MA)

MN

07/14/2005 - 07/03/2006

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

Not sure if Robert Neff is right for you?

Licenses & Designations

BOTH

Issued 09/01/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/13/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MEMX LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Robert Neff.
Not sure if Robert Neff is right for you?