Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Neal Sparks is a financial advisor at Fidelity Brokerage Services LLC. Robert has been in the financial services industry since 1999. Robert has experience in a number of firms including Morgan Stanley DW Inc. and Wells Fargo Clearing Services. Robert holds a Series 7, Series 52, and Series 63 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
UT
02/14/2022 - Present
Fidelity Brokerage Services LLC (SALT LAKE CITY UT)
UT
08/17/2018 - 11/17/2020
WELLS FARGO CLEARING SERVICES, LLC (SALT LAKE CITY UT)
NY
11/01/2000 - 05/10/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
CA
09/10/1999 - 11/01/2000
MORGAN STANLEY DEAN WITTER ONLINE INC. (SAN FRANCISCO CA)
MI
01/06/1999 - 08/19/1999
OLDE DISCOUNT CORPORATION (DETROIT MI)
BC
Issued 10/06/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/2018
Series 7 - General Securities Representative Examination
BC
Issued 12/29/1998
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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