Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Nathan Schaffer is a financial advisor currently registered with Ladenburg Thalmann Asset Management Inc. Robert has been working in the financial services industry since 2004. Previously, Robert was registered with Andrew Garrett Inc. and BrokerageAmerica, LLC. Robert holds several securities licenses including Series 7, 24, 52, 53, 55, 57, 63, 66, 79, 99 and SIE. Robert provides financial services to a variety of clients including high-net-worth individuals, investment companies, corporations and other businesses, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Provide model recommendations to other rias
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
FL
04/29/2022 - Present
Ladenburg Thalmann Asset Management Inc. (BOCA RATON FL)
FL
05/03/2007 - 05/19/2022
ANDREW GARRETT INC. (LAKE WORTH FL)
NY
02/14/2005 - 02/01/2007
ANDREW GARRETT INC. (NEW YORK NY)
NY
01/20/2004 - 03/31/2005
BROKERAGEAMERICA, LLC (NEW YORK NY)
GA
11/14/2003 - 01/09/2004
THOMAS GROUP CAPITAL (ATLANTA GA)
BOTH
Issued 11/15/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/24/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 02/21/2006
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/04/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/2005
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/13/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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