Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Nathan Pattison has been in the financial services industry since October 10, 2004. Robert is currently registered with Morgan Stanley & Co. LLC. Robert has prior experience working with J.P. MORGAN SECURITIES LLC, SAMUEL A RAMIREZ & CO., INC., UBS SECURITIES LLC, and UBS FINANCIAL SERVICES INC. Robert holds Series 7, 24, 52, 53, 63, 79, and SIE licenses. Robert is registered in all 50 states, as well as Puerto Rico and the Virgin Islands.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/08/2015 - Present
Morgan Stanley & Co. LLC (Albany NY)
NY
12/14/2010 - 04/09/2015
J.P. MORGAN SECURITIES LLC (ALBANY NY)
NY
11/03/2008 - 11/30/2010
SAMUEL A RAMIREZ & CO., INC. (ALBANY NY)
NY
10/01/2008 - 11/07/2008
J.P.MORGAN SECURITIES INC. (NEW YORK NY)
NY
04/03/2007 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
01/16/2006 - 03/13/2007
UBS SECURITIES LLC (ALBANY NY)
NJ
09/08/2004 - 01/16/2006
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
BC
Issued 11/19/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/20/2023
Series 24 - General Securities Principal Examination
BC
Issued 02/05/2010
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/26/2013
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 09/07/2004
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
MIAX Sapphire
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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