Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Nathan Borham is a financial advisor who has been in the industry since 2005. Robert has a wide range of experience, having worked for several firms including Merrill Lynch, Pierce, Fenner & Smith Incorporated, Fidelity Brokerage Services LLC, and now TIAA-CREF Individual & Institutional Services, LLC. Robert holds several licenses and registrations including Series 7, 9, 10, 24, 63, and 66. Robert currently works out of the Frisco, Texas office of TIAA-CREF Individual & Institutional Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
TX
08/01/2023 - Present
Tiaa-Cref Individual & Institutional Services, LLC (Frisco TX)
TX
01/24/2022 - 06/30/2023
FIDELITY BROKERAGE SERVICES LLC (AUSTIN TX)
TX
12/17/2013 - 12/02/2021
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (AUSTIN TX)
NC
01/01/2006 - 10/08/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (DURHAM NC)
NY
02/11/1997 - 03/30/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 01/20/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/21/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/07/2014
Series 24 - General Securities Principal Examination
BC
Issued 04/01/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/29/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/27/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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