Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Van Allen is a financial advisor with Cetera Investment Advisers LLC based in Renton, WA. Robert has over 20 years of experience in the financial industry, holding licenses in Texas, Washington, and Arizona. Robert specializes in financial planning, portfolio management for businesses and individuals, pension consulting, educational seminars and selection of other advisers. Robert has previously been registered with LPL Financial LLC, Securities America, Inc., BANCWEST INVESTMENT SERVICES, INC., VOYA INVESTMENTS DISTRIBUTOR, LLC, AMERIPRISE FINANCIAL SERVICES, INC., UBS FINANCIAL SERVICES INC., CITIGROUP GLOBAL MARKETS INC., SCOTTRADE, INC., CHARLES SCHWAB & CO., INC. and VANGUARD MARKETING CORPORATION. Robert has been in the industry since June 1999 and holds Series 6, 7, 9, 10, 24, 63 and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WA
01/13/2025 - Present
Cetera Investment Advisers LLC (RENTON WA)
AZ
11/10/2023 - 06/14/2024
SECURITIES AMERICA, INC. (TEMPE AZ)
AZ
07/19/2023 - 09/11/2023
LPL FINANCIAL LLC (TEMPE AZ)
AZ
10/08/2019 - 07/19/2023
BANCWEST INVESTMENT SERVICES, INC. (TEMPE AZ)
GA
05/08/2014 - 10/02/2019
VOYA INVESTMENTS DISTRIBUTOR, LLC (Atlanta GA)
NY
02/18/2014 - 04/28/2014
AMERIPRISE FINANCIAL SERVICES, INC. (ROCHESTER NY)
NY
02/26/2009 - 02/13/2014
UBS FINANCIAL SERVICES INC. (ROCHESTER NY)
NY
04/20/2006 - 03/12/2009
CITIGROUP GLOBAL MARKETS INC. (ROCHESTER NY)
NY
10/25/2003 - 04/20/2006
SCOTTRADE, INC. (WILLIAMSVILLE NY)
TX
04/24/2000 - 06/10/2003
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
PA
07/27/1998 - 01/03/2000
VANGUARD MARKETING CORPORATION (MALVERN PA)
IA
Issued 08/20/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/31/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/02/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/05/2013
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/14/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/28/2000
Series 7 - General Securities Representative Examination
BC
Issued 07/24/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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