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Robert Mrozek

Pgim Investments LLC

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About Robert Mrozek

Robert Mrozek is an investment advisor representative with PGIM Investments LLC. Robert is registered with the state of New Jersey and has been in the industry since 2020. Robert has passed the Uniform Combined State Law Examination (Series 66), the General Securities Representative Examination (Series 7TO) and the Securities Industry Essentials Examination (SIE). Before joining PGIM Investments, Robert was previously employed by CHARLES SCHWAB & CO., INC. and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.

Firm Information

Robert Mrozek is currently registered with Pgim Investments LLC. Pgim Investments LLC is an investment advisor registered with the SEC. The firm has 144 licensed agents, 67 investment adviser representatives, 230 registered representatives, and 96 employees who perform investment advisory functions. The firm's regulatory assets under management total $315,351,503,018, with $315,351,503,018 being discretionary. The firm primarily provides advisory services to sponsors of wrap account platforms, investment companies, and business development companies.
Pgim Investments LLC

655 BROAD STREET

NEWARK, NJ 07102

$315.35B

Assets Under Management

8

Total Clients

75

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Robert Mrozek’s Registration & Firm History

NJ

10/27/2022 - Present

Pgim Investments LLC (Newark NJ)

NJ

07/22/2021 - 10/19/2022

CHARLES SCHWAB & CO., INC. (Bridgewater NJ)

NJ

12/07/2020 - 05/24/2021

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PENNINGTON NJ)

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Licenses & Designations

BOTH

Issued 03/05/2021

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/07/2020

Series 7TO - General Securities Representative Examination

BC

Issued 02/11/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Robert Mrozek.
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