Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Mowbray Coombs is a financial advisor at Wells Fargo Advisors Financial Network, LLC. Robert has been in the industry since 1979. Robert is registered with the state of New Jersey, New York and Texas. Robert has the Series 1, 7, 9, 10, 63, 65 and SIE licenses. Robert specializes in investment consulting services to institutional clients, financial planning, pension consulting, selection of other advisors, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
06/03/2016 - Present
Wells Fargo Advisors Financial Network, LLC (NEWBURGH NY)
NY
05/15/2012 - 06/15/2016
LPL FINANCIAL LLC (LIBERTY NY)
NY
01/01/2005 - 05/15/2012
HSBC SECURITIES (USA) INC. (VAILS GATE NY)
NY
09/10/2004 - 01/01/2005
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
MA
09/17/1996 - 09/02/2004
SIGNATOR INVESTORS, INC. (BOSTON MA)
MA
09/17/1996 - 05/01/1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
NY
07/23/1979 - 08/15/1996
MONY SECURITIES CORP. (NEW YORK NY)
NY
07/23/1979 - 10/15/1990
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK (NEW YORK NY)
IA
Issued 12/17/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/16/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/25/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/11/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/04/1992
Series 7 - General Securities Representative Examination
BC
Issued 07/10/1979
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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