Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Mouritsen is a financial advisor with Fidelity Distributors Co. LLC. Robert has been in the financial services industry since April 3, 1998. Robert is registered with FINRA as an Investment Advisor Representative. Robert has a Series 63 license, a Series 10, 9 and 4 licenses. Robert also holds a Series 57TO, SIE, Series 3, 55 and 7 licenses. Robert is located in Smithfield, Rhode Island. Prior to joining Fidelity Distributors Co. LLC, Robert was employed with Fidelity Brokerage Services LLC and OppenheimerFunds Distributor, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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RI
03/03/2022 - Present
Fidelity Distributors Co. LLC (SMITHFIELD RI)
RI
09/02/2005 - 03/07/2022
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
NY
12/03/2004 - 06/03/2005
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
RI
12/15/1997 - 11/12/2004
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
BC
Issued 01/12/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/19/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/04/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/28/1999
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/2007
Series 3 - National Commodity Futures Examination
BC
Issued 05/07/2004
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/11/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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