Unclaimed
Robert Mosca is a securities professional with over 2 years of experience in the industry. Robert is currently registered with Mizuho Securities USA LLC. Robert holds a Series 63, Series 87 and SIE licenses. Robert is registered in 52 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/28/2019 - Present
Mizuho Securities USA LLC (NEW YORK NY)
BC
Issued 01/08/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/28/2019
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 12/20/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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