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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Mosberg is a financial advisor with over 40 years of experience in the industry. Robert is currently registered with Morgan Stanley and is licensed to provide investment advice in several states, including Florida, New York, and Texas. Robert has previously held positions at UBS Financial Services Inc., Wells Fargo Advisors, LLC, Advest, Inc., and Tucker Anthony Incorporated. Robert's primary areas of expertise include asset allocation advice, financial planning, pension consulting, and educational seminars. Robert is committed to providing clients with comprehensive financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
08/25/2022 - Present
Morgan Stanley (New York NY)
NY
01/31/2014 - 09/06/2022
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NY
12/02/2005 - 02/03/2014
WELLS FARGO ADVISORS, LLC (NEW YORK NY)
CT
02/06/2002 - 12/21/2005
ADVEST, INC. (HARTFORD CT)
MA
10/07/1982 - 03/07/2002
TUCKER ANTHONY INCORPORATED (BOSTON MA)
NA
06/16/1982 - 10/12/1982
LEGG MASON WOOD WALKER, INCORPORATED
BOTH
Issued 10/17/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/01/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/24/2014
Series 3 - National Commodity Futures Examination
BC
Issued 04/17/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/01/1977
PC - AMEX Put and Call Exam
BC
Issued 12/08/1967
Series 000 - General Securities Principal Examination
BC
Issued 12/08/1967
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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