Unclaimed
Robert Morris Glasgow is a financial advisor in Ooltewah, Tennessee. Robert has been in the industry since 1997. He is currently registered with Providence Squared LLC and previously worked for LPL Financial LLC, Sterne Agee Financial Services, Inc., Sterne, Agee & Leach, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Prudential Securities Incorporated. Robert provides financial planning services, pension consulting, and portfolio management for individuals. Robert holds the Series 3, 7, 8, 63, and 65 securities licenses. Robert also holds the Certified Financial Planner (CFP) and Chartered Financial Consultant (ChFC) designations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TN
08/11/2023 - Present
Providence Squared LLC (OOLTEWAH TN)
AL
06/21/2011 - 01/28/2015
LPL FINANCIAL LLC (MOUNTAIN BROOK AL)
AL
08/05/2005 - 09/08/2009
STERNE AGEE FINANCIAL SERVICES, INC. (BIRMINGHAM AL)
AL
06/13/2005 - 04/08/2009
STERNE, AGEE & LEACH, INC. (BIRMINGHAM AL)
NY
04/26/2002 - 06/29/2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
09/10/1997 - 05/23/2002
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 09/26/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/12/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/28/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/28/2015
SIE - Securities Industry Essentials Examination
BC
Issued 06/05/2006
Series 3 - National Commodity Futures Examination
BC
Issued 09/09/1997
Series 7 - General Securities Representative Examination
Active
Inactive
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