Unclaimed
Robert Moroz is a registered representative with Wolverine Trading, LLC, located in Chicago, IL. Robert has been in the securities industry since 2014. Robert holds the Series 7, 56, 57TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
06/23/2015 - Present
Wolverine Trading, LLC (CHICAGO IL)
DE
08/22/2006 - 10/09/2006
MONADNOCK CAPITAL MANAGEMENT, LP (WILMINGTON DE)
NA
02/05/1993 - 11/01/1993
ROYAL ALLIANCE ASSOCIATES, INC.
NA
01/18/1993 - 03/15/1993
LUX INVESTOR SERVICES CORPORATION
BC
Issued 02/01/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/23/2015
Series 56 - Proprietary Trader Qualification Examination
BC
Issued 01/08/1993
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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