Unclaimed
Robert Morgan is a financial advisor with Hightower Securities, LLC. Robert has been in the industry for over 7 years and has a strong track record of success. He holds the Series 66, 7TO, SIE and Series 7 licenses. Robert specializes in providing financial advice to individual clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
08/26/2024 - Present
Hightower Securities, LLC (CHICAGO IL)
AZ
05/19/2016 - 01/04/2017
WADDELL & REED (SCOTTSDALE AZ)
AZ
07/07/2014 - 01/13/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SCOTTSDALE AZ)
BOTH
Issued 08/06/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/25/2024
Series 7TO - General Securities Representative Examination
BC
Issued 04/05/2024
SIE - Securities Industry Essentials Examination
BC
Issued 07/07/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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