Invested Better
Unclaimed

Unclaimed

Unclaimed

Robert Morgan

Hightower Securities, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Robert? Claim Your Profile

About Robert Morgan

Robert Morgan is a financial advisor with Hightower Securities, LLC. Robert has been in the industry for over 7 years and has a strong track record of success. He holds the Series 66, 7TO, SIE and Series 7 licenses. Robert specializes in providing financial advice to individual clients.

Firm Information

Robert Morgan is currently registered with Hightower Securities, LLC. Hightower Securities, LLC is a Limited Liability Company formed on June 28, 2001. It is registered in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. It has been approved by the SEC. Hightower Securities, LLC has disclosed 5 regulatory events and 1 arbitration.

Not reported

Assets Under Management

Not reported

Total Clients

62

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Robert Morgan’s Registration & Firm History

IL

08/26/2024 - Present

Hightower Securities, LLC (CHICAGO IL)

AZ

05/19/2016 - 01/04/2017

WADDELL & REED (SCOTTSDALE AZ)

AZ

07/07/2014 - 01/13/2016

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SCOTTSDALE AZ)

Not sure if Robert Morgan is right for you?

Licenses & Designations

BOTH

Issued 08/06/2014

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/25/2024

Series 7TO - General Securities Representative Examination

BC

Issued 04/05/2024

SIE - Securities Industry Essentials Examination

BC

Issued 07/07/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Robert Morgan.
Not sure if Robert Morgan is right for you?