Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Jaffe is an investment advisor representative with Osaic Wealth, Inc. with over 30 years of experience in the financial services industry. Robert has Series 3, 7, and 63 licenses and holds a Series 65 license. Robert Jaffe's specialties include financial planning and portfolio management for individuals and businesses. Robert is registered in multiple states including California, Delaware, Florida, Montana, and New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
11/18/2011 - Present
Osaic Wealth, Inc. (LOS ANGELES CA)
NJ
07/02/2002 - 11/21/2011
RBC CAPITAL MARKETS, LLC (RED BANK NJ)
NY
11/30/1998 - 07/08/2002
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
02/03/1992 - 12/22/1998
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
04/11/1988 - 02/13/1992
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
01/21/1987 - 04/11/1988
E. F. HUTTON & COMPANY INC
IA
Issued 10/01/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/23/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/02/1987
Series 3 - National Commodity Futures Examination
BC
Issued 01/17/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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