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Robert Milton Wicker

Great Point Capital LLC

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About Robert Milton Wicker

Robert Milton Wicker is a financial professional with over 20 years of experience in the industry. Wicker currently works with Great Point Capital LLC, and has been with the firm since June 2015. Prior to joining Great Point Capital LLC, Wicker was associated with firms such as Assent LLC, Penson Financial Services, Inc., and Summit Trading, Inc. Wicker is registered with the state of Texas.

Firm Information

Robert Wicker is currently registered with Great Point Capital LLC. Great Point Capital LLC is a Limited Liability Company that was formed on August 17, 2000. The firm is registered to do business in all 50 states, as well as the District of Columbia. They have one SEC registration and have been the subject of 11 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

83

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Robert Wicker’s Registration & Firm History

TX

06/30/2015 - Present

Great Point Capital LLC (AUSTIN TX)

TX

09/20/2012 - 07/15/2013

GREAT POINT CAPITAL LLC (AUSTIN TX)

TX

02/25/2009 - 07/26/2010

ASSENT LLC (AUSTIN TX)

TX

05/16/2005 - 12/20/2007

PENSON FINANCIAL SERVICES, INC. (DALLAS TX)

IL

10/27/2003 - 01/25/2005

ASSENT LLC (BOLINGBROOK IL)

TX

07/17/2000 - 03/11/2003

TRADECAST SECURITIES, LTD. (HOUSTON TX)

TX

09/29/1998 - 06/29/1999

SUMMIT TRADING, INC. (HOUSTON TX)

TX

04/22/1997 - 10/07/1998

BLOCK TRADING INC. (HOUSTON TX)

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Licenses & Designations

BC

Issued 10/01/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/27/1997

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/28/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 04/14/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

I

Investors' Exchange LLC

Disclosures

There are no public disclosures for Robert Milton Wicker.
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