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Robert Michael Wechter

Northwestern Mutual Investment Services, LLC

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About Robert Michael Wechter

Robert Michael Wechter is a registered investment advisor representative at Northwestern Mutual Investment Services, LLC. Robert has been in the industry since 2009 and is licensed in 35 states. He specializes in providing investment advice and financial planning services. Robert has been with Northwestern Mutual Investment Services, LLC since 2013. He earned his Series 6, 7, and 66 licenses, along with his SIE. In addition to his current role, Robert is a 10% owner of SWIG Services, LLC and a 100% owner of WECDAWALA, LLC. Robert has also worked with Multi-Financial Securities Corporation and Benjamin Harvey.

Firm Information

Robert Wechter is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

90 S Cascade Ave

COLORADO SPGS, CO 80903

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Robert Wechter’s Registration & Firm History

CO

03/06/2013 - Present

Northwestern Mutual Investment Services, LLC (COLORADO SPGS CO)

OH

01/22/2009 - 05/04/2009

MULTI-FINANCIAL SECURITIES CORPORATION (NORTH OLMSTED OH)

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Licenses & Designations

BOTH

Issued 3/5/2013

Series 66 - Uniform Combined State Law Examination

BC

Issued 8/8/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 4/18/2012

Series 7 - General Securities Representative Examination

BC

Issued 1/21/2009

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Robert Michael Wechter.
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