Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Michael Vargas is a financial advisor with over 23 years of experience in the financial services industry. Robert is currently registered with Prudential Investment Management Services LLC and has been with them since October 2004. Prior to that, Robert was registered with Wexford Clearing Services, LLC from December 2000 to July 2004. Robert has a Series 6, Series 63 and SIE license. Robert is registered with the states of New Jersey and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NJ
10/20/2004 - Present
Prudential Investment Management Services LLC (NEWARK NJ)
NY
12/18/2000 - 07/21/2004
WEXFORD CLEARING SERVICES, LLC (NEW YORK NY)
NY
09/23/1998 - 10/04/2000
THE DREYFUS SERVICE CORPORATION (NEW YORK NY)
BC
Issued 09/21/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/18/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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