Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Michael Tomlinson is an investment advisor representative with Stifel, Nicolaus & Company, Inc. located in Newport Beach, CA. Robert has been in the financial services industry since 2004. He has a wide range of experience in financial planning, portfolio management, and investment advisory services. Robert is committed to providing his clients with the highest level of personalized service and expertise. He is a registered representative in 23 states and has been with Stifel, Nicolaus & Company, Inc. since 2016. Robert has a Series 66, Series 7, and Series 31 licenses, and previously worked at Wells Fargo Advisors, LLC, UBS Financial Services Inc. and Morgan Stanley DW Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
02/12/2016 - Present
Stifel, Nicolaus & Company, Inc. (NEWPORT BEACH CA)
CA
09/21/2009 - 02/16/2016
WELLS FARGO ADVISORS, LLC (BEVERLY HILLS CA)
CA
08/11/2006 - 10/01/2009
UBS FINANCIAL SERVICES INC. (BEVERLY HILLS CA)
CA
11/01/2004 - 08/14/2006
MORGAN STANLEY DW INC. (SANTA MONICA CA)
BOTH
Issued 12/07/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/14/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 10/29/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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