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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Michael Smith is an investment advisor representative at Cetera Investment Advisers LLC. Robert has been in the financial services industry since 1974 and has held various roles with firms such as Walnut Street Securities, Inc., Cigna Financial Advisors, Inc., and Vantage Financial Group, Inc. Robert holds multiple securities licenses including the Series 65, 63, 22TO, 6TO, SIE and 1. Robert also holds the Certified Financial Planner designation. Robert is registered to provide investment advisory services in Pennsylvania and Texas. Robert is also registered to provide broker-dealer services in Arizona, California, Connecticut, Delaware, Florida, Illinois, Kansas, Kentucky, Maryland, Massachusetts, New York, North Carolina, Ohio, Pennsylvania, South Carolina, Texas, Vermont, Virginia, Washington and West Virginia. Robert's firm Cetera Investment Advisers LLC provides financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses and individuals. Cetera Investment Advisers LLC manages over $100 billion in assets. Robert is experienced in serving clients including corporations, pension plans, charitable organizations, high-net-worth individuals and individuals other than high-net-worth.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
06/29/2023 - Present
Cetera Investment Advisers LLC (CANONSBURG PA)
PA
01/05/2004 - 09/03/2013
WALNUT STREET SECURITIES, INC. (CANONSBURG PA)
CA
01/06/1997 - 12/18/2003
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
PA
11/04/1974 - 01/03/1997
CIGNA FINANCIAL ADVISORS,INC. (RADNOR PA)
IA
Issued 10/24/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/05/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/28/1974
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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