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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Robert? Claim Your ProfileRobert Michael Shaughnessy is an investment advisor representative at Robert W. Baird & Co. Inc., with over 45 years of experience in the industry. Robert Shaughnessy has been registered with the Securities and Exchange Commission (SEC) since 1978. Robert Shaughnessy has passed the Series 63, 65, 7, 8, 9, 10 and SIE exams. Robert Shaughnessy holds registrations in 28 states and is a licensed agent in Alaska, Arizona, California, Colorado, Florida, Georgia, Hawaii, Idaho, Illinois, Iowa, Kentucky, Maryland, Minnesota, Montana, Nevada, North Carolina, Oregon, Pennsylvania, Tennessee, Texas, Utah, Virginia, Washington, and Wisconsin. Robert Shaughnessy has been with D.A. Davidson & Co. for 11 years and with Robert W. Baird for 7 years. Robert Shaughnessy is also known as Bob Shaughnessy.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
WA
08/19/2016 - Present
Robert W. Baird & Co. Inc. (Bellevue WA)
WA
09/23/2005 - 08/23/2016
D.A. DAVIDSON & CO. (BELLEVUE WA)
NY
03/02/1998 - 09/30/2005
RBC DAIN RAUSCHER INC. (NEW YORK NY)
NA
07/21/1982 - 03/02/1998
DAIN RAUSCHER INCORPORATED
NA
01/03/1978 - 07/23/1982
FOSTER & MARSHALL INC.
IA
Issued 08/04/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/13/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/26/1990
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/1977
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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